SEC, regulatory changes, compliance requirements.
Jefferies Financial Group Inc. filed 424B2 on 2026-05-18; finance teams should review the record against disclosure controls, compliance calendars, board reporting, and legal-finance escalation.
LiveRamp Holdings, Inc. filed 8-K on 2026-05-18; finance teams should review the record against disclosure controls, compliance calendars, board reporting, and legal-finance escalation.
A US federal court has blocked California’s landmark legislation restricting social media use by minors, marking a significant setback for state-level efforts to regulate how technology platforms…
Poland is preparing legislation to prohibit minors from accessing social media platforms, according to Education Minister Barbara Nowacka, marking the latest European challenge to U.S. technology…
Hong Kong’s Securities and Futures Commission approved its first virtual asset trading platform license since June 2025, granting Victory Fintech (VDX) authorization to operate a cryptocurrency…
Evolve Bancorp, the holding company for embattled fintech partner bank Evolve Bank & Trust, reported zero operating income for 2025 and a net loss of $7.4 million, according to regulatory filings…
The comfortable ambiguity around AI governance is ending, and CFOs should probably stop pretending their “AI strategy” can remain a PowerPoint deck much longer.
Financial institutions rushing to deploy AI agents for anti-money laundering and compliance work face a thorny question: how do you evaluate software that’s supposed to think like a human analyst,…
TomoCredit, a credit-building fintech backed by Mastercard, has violated the terms of a trademark dispute settlement, according to fintech analyst Jason Mikula, who labeled the ongoing legal saga…
